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Handbook for Process Safety in Laboratories and Pilot Plants. A Risk-based Approach. Edition No. 1

  • Book

  • 560 Pages
  • August 2023
  • John Wiley and Sons Ltd
  • ID: 5824627
Handbook for Process Safety in Laboratories and Pilot Plants

Effectively manage physical and chemical risks in your laboratory or pilot plant

In Handbook for Process Safety in Laboratories and Pilot Plants: A Risk-based Approach, the Center for Chemical Process Safety delivers a comprehensive and authoritative presentation of process safety procedures and methods for use in laboratories and pilot plants (LAPPs). Of the four broad hazard categories - chemical, physical, biological, and ionizing radiation - this book focuses on the two most common: chemical and physical hazards. It addresses the storage and handling of the hazardous materials associated with activities commonly performed in LAPPs and presents many of the physical and chemical analytical techniques used to verify and validate the efficacy of safety management systems.

This book will present tools and techniques for effectively managing the risks in any laboratory or pilot plant using engineered and administrative controls, as well as the CCPS Risk Based Process Safety (RBPS) Management Systems.

Readers will also find:

  • A thorough introduction to process safety
  • Comprehensive explorations of understanding hazards and risks, as well as managing risk with engineered controls, administrative controls, and RBPS Management Systems
  • Practical discussions of how to learn from the experiences of your own LAPP and others
  • Detailed case reports and examples, as well as practical tools, control banding strategies, and glass equipment design

Perfect for any LAPP staff member working with or managing hazardous materials, Handbook for Process Safety in Laboratories and Pilot Plants: A Risk-based Approach will also benefit LAPP engineering and scientific professionals, LAPP technical support staff, and LAPP managers.

The Center for Chemical Process Safety is a world leader in developing and distributing information on process safety management and technology. Since 1985, CCPS has published over 100 books in its process safety guidelines and concept series, 33 training modules as part of its Safety in Chemical Engineering Education series, and over 220 online offerings.

Table of Contents

List of Figures x

List of Tables xi

Abbreviations and Acronyms xii

Glossary xv

Acknowledgments xxii

Dedication xxiv

Online Materials Accompanying this Handbook xxv

Preface xxvii

Part 1 - Introduction and Overview 1

1 Purpose and Scope 3

1.1 Purpose 3

1.2 Scope of Book and Target Audience 4

1.3 Terms for Laboratories and Pilot Plants 5

1.4 Distinctions between Laboratories and Pilot Plants 7

1.5 Organization of This Handbook 8

2 Managing Risk to Prevent Incidents 13

2.1 Some LAPP Characteristics 13

2.2 Safety in Laboratories and Pilot Plants 24

2.3 Where to Start with a Risk-based Approach in the LAPP 25

2.4 Gain Leadership Support to Implement Risk Based Process Safety 29

2.5 Laboratory Safety Management System Considerations 29

2.6 Resources for Risk Based Process Safety Management System 31

3 Leaks and Spills in the LAPP 35

3.1 Leaks of Hazardous Materials 35

3.2 Spills of Hazardous Materials 38

Part 2 - Committing to Process Safety 39

4 LAPP Risk Management Concepts 41

4.1 Occupational Safety and Process Safety 41

4.2 Hierarchy of Controls 41

4.3 Inherently Safer Design (ISD) 42

4.4 Basic Risk Concepts 44

4.5 A Risk Management Program 47

4.6 Anatomy of an Incident 48

4.7 Preventive and Mitigative Safeguards 49

4.8 Applying a Risk-Based Approach in a LAPP 51

5 Process Safety Culture in the LAPP 55

5.1 RBPS Element 1: Process Safety Culture 55

5.2 Leaders’ Responsibilities for Positive Safety Culture 58

5.3 Resources and Examples for Process Safety Culture 59

6 Standards for the LAPP 63

6.1 RBPS Element 2: Compliance with Standards 63

6.2 Risk Management Focus 65

6.3 Different Codes and Standards When Scaling Up from Laboratory to Pilot Plant 65

6.4 Jurisdictional Requirements 67

6.5 Resources for Compliance with Standards 67

7 Process Safety Competency and Training in the LAPP 69

7.1 RBPS Element 3: Process Safety Competency 69

7.2 RBPS Element 12: Training and Performance Assurance 72

8 Workforce Involvement and Stakeholder Outreach in the LAPP 79

8.1 RBPS Element 4: Workforce Involvement 79

8.2 RBPS Element 5: Stakeholder Outreach 82

Part 3 - Understanding Hazards and Risks 83

9 Process Safety Knowledge Management in the LAPP 85

9.1 RBPS Element 6: Process Knowledge Management 85

9.2 Overview of Information and Data Needs 86

9.3 Sources of Information and Data 89

9.4 Process Safety Information during Scale-up 92

10 Types of Hazards 95

10.1 Reactive Chemistry Hazards 95

10.2 Toxicity Hazards 115

10.3 Flammability and Combustibility Hazards 121

10.4 Temperature Hazards 137

10.5 Overpressure Hazards 140

10.6 Other Common LAPP Hazards 142

Table of Contents vii ix

11 Hazard Identification and Risk Analysis (HIRA) in the LAPP 153

11.1 RBPS Element 7: Hazard Identification and Risk Analysis 153

11.2 HIRA Team Members 156

11.3 HIRA Approaches Used in LAPPs 156

11.4 Qualitative versus Quantitative Analysis of Risks in LAPPs 165

11.5 ACS Hazard Analysis Tools 168

11.6 Evaluating the Effort Level for HIRAs 168

11.7 Determining the Extent of the HIRAs 169

Part 4 - Managing Risk: Engineered Controls 171

12 Spill and Leak Protection 173

12.1 Containment 173

12.2 Flexible hose and tubing 173

13 Fire and Over-Temperature Protection 175

13.1 Fire Prevention 175

13.2 Fire Mitigation 183

13.3 Over-Temperature Protection 185

14 Overpressure Prevention and Protection 191

14.1 Pressure Protection for Equipment 191

14.2 Pressure and Vacuum Relief for Atmospheric Pressure Vessels 196

14.3 Process Conditions/Situations to Consider in Pressure Relief Device Design 197

14.4 Blast Containment Cells and Pressure Relief for Building Areas 198

14.5 Venting Location and Downstream Treatment of Material Vented 201

15 Ventilation Controls 203

15.1 Ventilation Systems 203

15.2 Laboratory Chemical Fume Hoods 205

15.3 Pilot Plant Ventilation 207

15.4 Permanent Total Enclosures for Containment in the LAPP 207

16 Automated Shut-down Systems 209

16.1 Selection and Design Based on Hazard Identification and Risk Analysis 209

16.2 Basic Control Systems and Safety Shut-down Systems 209

16.3 Independent Automated Safety Shut-down Systems 210

16.4 Fail-Safe Design Considerations 212

16.5 Important Design Features for Control Systems 212

16.6 Control of Changes and Maintenance for Engineered Safeguards 214

16.7 Additional References 215

17 Engineered Controls for Common Hazards 217

17.1 Cryogenic Fluids and Compressed Gases 217

17.2 Cryogenic Fluids and Compressed Gas Cylinders 218

17.3 Glass Equipment 228

17.4 Gloveboxes 228

Part 5 - Managing Risk: Administrative Controls 235

18 Administrative Fire and Explosion Safeguards 237

18.1 Standards and Guidance for Fire Prevention 237

18.2 Ignition Source Control: Procedures 237

18.3 Manual Fire Suppression 238

19 Administrative Safeguards for Hazards in LAPPs 239

19.1 Good Practices for Compressed Gas and Cryogenic Cylinders 239

19.2 Regulations and Standards for Compressed Gases and Cryogenic Fluids 239

19.3 Procedures and Best Practices for Compressed Gases 241

19.4 Good Practices for Storage, Movement, and Use of Cryogenic Fluids 248

19.5 Good Practices For Handling Glass 251

19.6 Administrative Controls for Reactive Hazards 251

Part 6 - Managing Risk: RBPS Management Systems 253

20 Operating Procedures and Conduct of Operations in the LAPP 255

20.1 RBPS Element 8: LAPP Operating Procedures 255

20.2 RBPS Element 15: Conduct of Operations 260

21 Safe Work Practices and Contractor Management in the LAPP 263

21.1 RBPS Element 9: Safe Work Practices 263

21.2 RBPS Element 11: Contractor Management 266

22 Asset Integrity and Reliability in the LAPP 269

22.1 RBPS Element 10: Asset Integrity and Reliability 269

22.2 A Management Approach for Assuring Asset Integrity and Reliability 270

22.3 Examples of Asset Integrity and Reliability Management System Failures 271

22.4 Glass Equipment - Asset Integrity and Reliability Challenge for LAPPs 274

23 Management of Change (MOC) and Operational Readiness in the LAPP 277

23.1 RBPS Element 13: Management of Change 277

23.2 RBPS Element 14: Operational Readiness 281

Table of Contents ix xi

24 Emergency Management in the LAPP 283

24.1 RBPS Element 16: Emergency Management 283

24.2 Emergency Planning 283

24.3 Implementing an Emergency Management Plan 284

24.4 Emergency Equipment 285

24.5 Training and Drills 285

24.6 Deficiencies in Emergency Planning and Response in LAPP Cases 286

24.7 Controlling Unattended Experimental Work and Working Alone in LAPPs 288

Part 7 - Learning from Experience 291

25 Investigating Incidents 293

25.1 Incident Terminology 293

25.2 RBPS Element 17: Incident Investigation 294

25.3 Steps of an Incident Investigation 295

25.4 Ensure Lessons Are Learned and Remembered 298

25.5 Learn from Experience of Others 298

26 Metrics, Auditing, and Management Review in the LAPP 299

26.1 RBPS Element 18: Measurement and Metrics 299

26.2 RBPS Element 19: Auditing 300

26.3 RBPS Element 20: Management Review and Continuous Improvement 302

Part 8 - Conclusion 305

References 307

Appendix A Cases 323

Appendix B Examples 453

Appendix C Control Banding Strategies 501

Appendix D Glass Equipment Design 517

Index 525