Equip yourself with the knowledge and tools necessary to ensure compliance, mitigate risk, and navigate the regulatory landscape with confidence.
In today’s ever-evolving financial landscape, staying informed of regulatory changes and enforcement actions is critical to the success and sustainability of any banking institution. Our seasoned experts will navigate the intricacies of OCC policies and procedures, providing a comprehensive understanding of enforcement actions and their implications. By attending this webinar, you’ll equip yourself with the knowledge and tools necessary to ensure compliance, mitigate risk, and navigate the regulatory landscape with confidence. Don’t miss this opportunity to gain a competitive edge and enhance your institution’s regulatory excellence.
Learning Objectives
- You will be able to understand the latest regulatory changes and enforcement actions related to banking institutions under the OCC policies and procedures.
- You will be able to identify the implications of various enforcement actions on the overall sustainability and success of banking institutions operating within the evolving financial landscape.
- You will be able to discuss best practices and practical approaches for enhancing regulatory excellence within banking institutions.
- You will be able to develop a robust understanding of effective strategies to navigate the complex regulatory landscape with confidence.
Agenda
- Welcome and Introduction
- Overview of OCC Policies and Procedures
- Recent Enforcement Actions Highlights
- Compliance and Exam Preparation
- Q and A
Speakers
Vincent Urbancic, CFA,
Navigant Consulting, Inc.- Director with Navigant Consulting, Inc. (A Guidehouse Company) in the Banking, Insurance, and Capital Markets practice
- Over fifteen years of professional experience in the consumer finance and the banking industry and has worked with very talented professionals in addition to a wide range of clients during his time at BearingPoint, Booz Allen, Fannie Mae, Navigant, and now Guidehouse
- Extensive experience in managing and implementing risk assessments and methodologies, business process reviews and optimization and regulatory readiness assessments
- Led evaluations of the entities Compliance Management System and provided opinions and authored reports to the CFPB and the DOJ as to the adequacy and effectiveness of such systems
- Active volunteer for the Chartered Financial Analyst (CFA) Institute and has served in multiple roles throughout the last seven years
- MBA degree, The Johns Hopkins University, and is a Chartered Financial Analyst
Michael Canale,
BRG- Extensive experience across consumer finance including auto finance, mortgage, credit cards, student loans, and deposits
- Specializes in operations and strategy, risk and compliance, and technology enablement
- Works with clients on operational and compliance assessments, development and implementation of target operating models, enforcement actions and remediation, new product development, and technology integration
- Engagements have included experience with the CFPB, OCC, and the DOJ
Who Should Attend
This live webinar is designed for attorneys, presidents, vice presidents, branch managers, loan officers, loan department personnel, credit and collection managers, controllers, directors, and accountants.
