Why Should You Attend:
In this hands-on course, we provide a wealth of practical tips on how to go about these tasks.Along the way we are also going to look at a number of major components and themes relating to the ethics and compliance risk assessment.
The planning phase consists of six stages;
- Leadership buy-in.
- Setting up the process.
- Resources.
- Framework & methodology.
- Risk appetite.
- Automation.
The Implementation Phase has six stages too;
- Collecting the data.
- Identifying ethics and compliance risk factors.
- Inherent risk.
- Identifying, mapping and rating mitigating controls.
- Residual risk.
- Developing the action plan.
- Ethics and compliance lie at the heart of managing risk.
- Explore why ethics and compliance is so important for the modern business.
- Identify essential elements of the main regulatory ethics and compliance requirements in the US, the UK, the OECD and France.
- Discover how the COVID-19 pandemic altered the business risks.
- Recognize the key stages of the planning and implementation phases.
- Explore the different risk management frameworks.
Agenda
- Detailed coverage of each of the 12 stages
- Definitions.
- Understanding why ethics and compliance risk assessment are so important.
- Regulations and compliance requirements in the US, the UK, France and the OECD.
- How the COVID-19 pandemic changed the risk profile and what we need to do to counter these additional risks.
- Details of the main risk management systems currently in use.
Who Should Attend
- Operations and business staff at all levels
- Commercial firms
- Import/Export firms
- Compliance Managers
- Compliance Analyst/Investigators
- Risk Managers
- Due Diligence Departments or Individuals
- Corporate Management
- Directors, CEOs, CFOs
