Gain a deeper understanding of best practices for maintaining a code of ethics and compliance.
Bank ethics are an important aspect in Banks. It determines how a bank should conduct themselves, how employees should act and behave, and the direction of the business. A bank’s reputation is its most valuable asset. When something goes wrong, it could limit or disrupt its growth going forward. Bank employees also must avoid situations that could create a conflict of interest between the bank, its customers, its investors and the employee.
This training will help you identify and understand the importance of recognizing an ethical dilemma and what to do about.
Learning Objectives
- You will be able to describe the characteristics of bank ethics.
- You will be able to discuss some ethical problems that occur in banking.
- You will be able to explain the purpose and requirements of laws that mandate ethical banking practices.
- You will be able to identify common ethical dilemmas and how to navigate them.
Agenda
What Are Bank Ethics
- Background
- Purpose
- Internal vs. External Ethics
Basic Characteristics of Ethical Banks
- Code of Conduct for Bank Employees
- Policies Related to Ethics
Ethical Obstacles
- Bank Regulations
Speakers
Justin Muscolino,
JTM Compliance Training- Brings over 25 years of wide-arranging experience in compliance, training, and regulations
- Currently the CEO of tweezzle, a virtual training company dealing with regulatory compliance; he is also an advisor to startups; most recently, he served as Head of Compliance Training at Bank of China, Macquarie Group’s Head of Americas Compliance Training, and JPMorgan Chase’s Compliance Training Manager; also worked for FINRA, a U.S. regulator, where he created Examiner University to train examiners on how to perform their function
- Advisor at the Global Compliance Institute (GCI)
- Master’s degree in finance; bachelor’s degree in business administration
Who Should Attend
This live webinar is designed for attorneys, presidents, vice presidents, branch managers, loan officers, loan department personnel, credit and collection managers, tellers, personal bankers, accountants, directors, and other lending professionals.
