In this training program, attendees will learn best practices for a financial institution’s SAR process. The program will also discuss SAR reporting process, working with law enforcement on SAR cases, documenting SAR decisions, and investigation tips.
Why Should You Attend:
A main significance when filing SARs is to identify potential violations of law to the appropriate federal, state, and local law enforcement agencies for criminal investigation. Sufficient and relevant information within the SAR provided by financial institutions can potentially lead law enforcement to seize funds, start an investigation or catch suspects connected to nefarious activity. This webinar will offer practical tips to ensure your SAR production process addresses law enforcement needs. It will also offer best practices for streamlining the investigation process from alert triage to SAR filing and working with law enforcement on SAR cases.Areas Covered in the Webinar:
- Alert triage process
- Case management process
- SAR reporting process
- Working with law enforcement on SAR cases
- Best practices for financial institutions on SAR process
- SAR decision process
- Documenting SAR decisions
- Investigation tips
- Analyzing FinCEN guidance on SARs to produce narratives that best serve the law enforcement oversight process
Who Will Benefit:
- BSA AML Investigators
- BSA AML Officers
- Law Enforcement
- FIU/FCC Staff
- Compliance Staff
- Legal/Regulatory Advisors
- Bank Secrecy Act/Anti-Money Laundering Officers
- Internal Auditors
- Financial Officers
- Front Line Staff
- Risk Officers
- Operational Managers
- Staff with roles and responsibilities in BSA/AML management and oversight
Course Provider
Joe Soniat,
